Compliance

Strategic Alliance Council

With the ever evolving changes in the financial marketplace, a level of trust and confidence has shaken the financial institutions that have served both the main street and Wall Street investor. Provident Trust Group has never wavered in their commitment to their client's or their advisor's to provide a "Best-In-Class" trust and custodial company.

The original conceptual idea of a trust and custodial company is nothing new - just executing on fundamental honesty and integrity in EVERY transaction is a concept that has been removed from the main street investor.

We are committed to restoring trust, transparency and compliance by working with our client's and advisor's on "The Road Map To Retirement Recovery", and "Vison 2011", a compliance initiative that has been outland by the National Board of Accountants and other financial advisors.

Provident created a strategic advisory council of industry professionals, who are dedicated to the needs of the investors and their communities they serve. On a monthly basis we openly discuss issues and regulations for our industry, create tools and educational resources for our clients and advisors and review compliance policies and procedures.

Provident Trust Group starts this compliance process by ensuring that we are current with all of our Fidelity Bonding, and E&O insurance contracts, giving our clients that piece of mind that they deserve on a daily basis.